, India
Compliance Consultant
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About Me
I am a Company Secretary and has worked as a Compliance Officer in Financial Service sector in India and has worked on Securities & Exchange Board of India SEBI regulations. Have 8+ years of working experience in managing compliance of Stock Broking Regulations, SEBI Portfolio Managers Regulations 1993, SEBI Research Analyst Regulations 2014, Companies Act, 2013, Companies Act 1956, SEBI Depository & Participants Regulations, 1996, SEBIInvestment Advisers Regulations, 2013 etc.
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